Job Title: Head – Compliance, Legal & Company Secretariat
Reference: TFMD004
Company: FMDQ OTC Plc
Location: Nigeria
Job Type: Full Time
Min Qualification: BA/BSc/HND
Job Field: Administration Banking Finance/Accounting/Audit/Legal
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Our client, FMDQ OTC PLC (FMDQ) is a Securities and Exchange Commission (SEC) licenced over the- counter (OTC) market securities exchange and self- regulatory organisation. The company which was registered in November 2012 has a mission to empower the OTC financial markets to be innovative and credible. in support of the Nigerian economy.
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FMDQ as an industry initiative is owned by the Central Bank of Nigeria (CBN). Financial Markets Dealers Association (FMOA). commercial merchant banks and discount houses operational in Nigeria as at 2010 and the NSE Consult Limited (a subsidiary of the Nigerian Stock Exchange). FMDQ is poised to ensure high market integrity through focus on market governance and compliance, market development and data services.
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In line with its vision to be the most liquid. efficient. secure and technology-driven OTC market in Africa by 2018. the company is looking to hire individuals with deep understanding of the capital market to drive this vision in the capacity of functional heads in the following area.
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Reporting to the MD/CEO and the Board of Directors, the successful candidate will be responsible for coordinating the execution of FMDO's legal, compliance and company secretarial functions and responsibilities.
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Qualifications and Experience: – Bachelor's degree in law – Must be a barrister at law with at least twelve (12) years' post-call experience in international capital market – Experience in compliance and international securities markets certifications will be an added advantage
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Competency and Skills Requirement: – Good knowledge and appreciation of securities laws, capital market regulation and compliance requirements – A deep understanding of SEC Rules, Investment and Securities Act (ISA) and international capital market regulation will be key – Good knowledge and understanding of the Nigerian legal framework (corporate and commercial law) – Excellent written and oral communication skills – Good interpersonal and people management skills.
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