Job Title: Head – Regulation and Examination
Reference: TFMD001
Company: FMDQ OTC Plc
Location: Nigeria
Job Type: Full Time
Min Qualification: BA/BSc/HND
Job Field: Administration Banking Finance/Accounting/Audit
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Our client, FMDQ OTC PLC (FMDQ) is a Securities and Exchange Commission (SEC) licenced over the- counter (OTC) market securities exchange and self- regulatory organisation. The company which was registered in November 2012 has a mission to empower the OTC financial markets to be innovative and credible. in support of the Nigerian economy.
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FMDQ as an industry initiative is owned by the Central Bank of Nigeria (CBN). Financial Markets Dealers Association (FMOA). commercial merchant banks and discount houses operational in Nigeria as at 2010 and the NSE Consult Limited (a subsidiary of the Nigerian Stock Exchange). FMDQ is poised to ensure high market integrity through focus on market governance and compliance, market development and data services.
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In line with its vision to be the most liquid. efficient. secure and technology-driven OTC market in Africa by 2018. the company is looking to hire individuals with deep understanding of the capital market to drive this vision in the capacity of functional heads in the following area.
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Reporting to the MD/CEO and the Board Regulation and Supervision Committee (BRSC). the successful candidate will be responsible for the Regulation 8. Examination Division (RED) of FMDQ. RED drives FMDQ's self-regulatory function. The Division will update the various membership categories, listings and quotations regulation/compliance, ensuring they meet international standards and monitor members' activities. The Division will also report outcomes of regulatory issues in the OTC market to FMDQ Management, Board and the Regulators e.g. Securities and Exchange Commission (SEC).
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Qualifications and Experience: – First degree in law or business related major e.g. economics, accounting, finance, and business administration or any other relevant field – Postgraduate degree or relevant professional qualification will be desirable – Twelve (12) to fifteen (15) years' of financial services experience in securities exchange, capital market regulatory function, or financial services preferably in capital market-related regulatory compliance – Advanced knowledge of local and international regulations (IOSCO, FINRA, ESMA. Basel, Markets in Financial Instruments Directive – MiFID etc.) alid laws relating to financial markets and self- regulatory agencies
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Competency and Skills Requirement: – Strong knowledge of regulatory govemance, fiscal accountability. project management and relationship management – Sound negotiation and conflict resolution competencies as well as deep skills in business performance monitoring – Strong leadership and interpersonal skills with an excellent ability to effectively manage and communicate at all levels in the organisation – The incumbent for the job must possess good mullitasking skills, must be driven and demonstrate sound business ethics – The incumbent for the job must demonstrate keen attention to details, possess organisational/ managerial savvy and must have integrity.
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